Our expertise in complex prime financing provides additional sources of funding for less liquid standard assets. As a market leader in securities lending, Jefferies provides customers with a differentiated experience. We tap unique sources of supply and apply a risk-based model to allow for better pricing and stability, while providing access to traditional multi trillion-dollar pools of lending assets. Please note that Jefferies does not accept deposits from or offer financial services to retail investors or individuals in India. Jefferies does not contact customers over social media platforms such as Telegram, WhatsApp or from free email accounts such as Yahoo or Gmail, and any contact with Jefferies will come from an “@jefferies.com” email address and/or be found on the website. If you think you or someone you know has been a victim of fraud, please report the matter to the police or other relevant authorities.

Our client service professionals act as a central point of contact, working with legal, compliance, risk, operations and technology to execute long- and short-term strategies. They engage with corporate action as well as trade and cash-management personnel, ensuring that every client’s business is fully supported. Prime brokers offer a level of resources many institutions may not be able to have in-house. In essence, a prime brokerage service gives large institutions a mechanism allowing them to outsource many of their investment activities and shift focus onto investment goals and strategy. We designed our platform with the flexibility and scope to meet the complex and evolving needs of today’s managers. Our services allow us to support funds of all sizes, from emerging to large institutional, with integrated financing, technology, operations, and custody solutions.

Prime financing services for alternative asset managers

With offices throughout the US and beyond, our team is equipped to implement your investment strategy 24/7. An increasing number of buy-side firms have turned to outsourced trading in recent years. Clients benefit from Celadon’s significant investment in trading operations infrastructure and technology.

We leverage best-in-class technology and unparalleled industry relationships to facilitate trades that span the full spectrum of complexity and size. Our traders respond to ever-changing market conditions while keeping clients fully informed. Siebert Online and SiebertNXT response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance. Working with RISE means you get all the service and cost efficiencies of the world’s largest global custodian, together with the boutique service enhancing capabilities of a diversity prime broker.

Understanding a Prime Brokerage

For many large institutions, a prime broker can be a one-stop-shop that makes doing business much easier. Our process begins with an in-depth consultative review of your firm’s marketing and capital-raising strategies. We take the time to develop a deep understanding of where your business is today and what your goals are for tomorrow, and then tailor capital-introduction strategies to meet your specific needs. Execute across a wide range of asset classes, including over 17,000 equities, with 24/5 pricing on major indices, FX pairs, commodities and more. Prime services provided by the broker-dealer division of StoneX Financial Inc. (SFI), Member FINRA/NFA/SIPC and registered with the MSRB.

Two common types of clients are pension funds, a form of institutional investor, and commercial banks. These forms of investors often deal with a large amount of cash for investment but do not have the internal resources to manage the investments on their own. We offer web-based and mobile platforms that are engineered for speed, stability and resilience. We routinely process around 15 million trades per month,1 and provide access to Non-custodial Vs Custodial Wallets more than 40 global financial markets. StoneX Outsourced Trading services are provided by StoneX Outsourced Services LLC, an SEC and CFTC registered broker dealer and member of FINRA, NFA and SIPC. The information contained herein is not intended to provide a sufficient basis on which to make an investment decision and should not be regarded as an offer to sell or a solicitation of an offer to buy any security or financial product.

Other Consulting Services

Mr. Maresca served as the Chief Executive Officer and President of Bear Stearns Funds Management Inc., where he oversaw more than $10 billion of fund assets. Professional investors in need of a flexible suite of prime brokerage, execution, and service agent solutions look to Celadon Prime®. Our clients enjoy the freedom to focus on their trading strategies while we seamlessly bundle global execution, financing, clearance, settlement, and reporting services.

• Please be aware of the laws of your country or that otherwise apply to you in respect of any of the matters described on the Site.
• First London Brokers aims to facilitate multi-asset investment and trading by providing direct access to global financial markets, cutting-edge technologies, and industry-leading expertise.
• Alternative investment managers turn to our award-winning prime brokerage platform that combines the best in trade execution, securities lending, financing and capital introduction services with a view to enhance efficiencies and profitability.
• Some go as far as to offer the opportunity to sublease office space and provide access to other facility-based benefits.
• This is known as “rehypothecation.” In many cases, the fund partners permit their collateral to be used this way in exchange for a reduction in fees.
• We tailor reset schedules, timing and frequency of settlements, contract maturity, cash flow exchanges and unwind methodology, among other features.

It will also lay out all the terms, including fees, minimum account requirements, minimum transaction levels, and any other details needed between the two entities. Founded in 1998, by Randy Katzenstein,  “Investments” was formed to meet the demands of a growing investor community that recognizes the added benefits in dealing with a boutique advisory and consulting firm. Our clients include high net worth individuals, pension funds, university endowments, public funds and insurance companies. Through our multiple custodial partners, Celadon provides global clearance and settlement services, as well as direct market access to all principal US market centers and over 40 execution venues worldwide. Most of the big-name investment banks serve as prime brokers, including Goldman Sachs, JPMorgan Chase, and Credit Suisse.

Which type of Siebert account do you have?

CIBC Capital Markets will not be liable for any damages to, viruses that may infect, or services, repairs or corrections that must be performed on your computer or other property on account of your accessing or use of this site. Please note that some jurisdictions do not allow the exclusion of implied warranties, so some or all of the above exclusion may not apply to you. Jefferies Client Service team has over 20 experienced client service representatives in our New York, London and Hong Kong offices. Clients have access to a full global suite of equity exposure across index, sector, custom basket, futures and single stocks. Our team members include industry veterans with backgrounds in areas such as accounting, law, technology, operations, fund administration and property and infrastructure. Prime brokerage is an important part of the financial sector that creates jobs for thousands of peoples and contributes significantly to the economy.

We optimise account and portfolio finance using internal risk tools for appropriate funding strategies. Relationships with multiple underlying finance providers, including Marex, enable us to offer flexible options tailored to individual needs and criteria. Securities and other products offered or sold by CIBC Capital Markets are subject to investment risks, including possible loss of the principal invested. Each subsidiary or affiliate of CIBC is solely responsible for its own contractual obligations and commitments.

Integrated US platform

As a privately held firm, Fidelity offers alternative asset managers a differentiated counterparty profile in a multi-prime broker environment. Our business model is to form long-lasting relationships to provide the resources, technology, and transparency our clients need to be successful. Frank Maresca is Vice President of Mutual Fund & Retirement Solutions Product Management at Broadridge Financial Solutions, Inc. In this role, Frank is responsible for driving product strategy and development across MFRS from idea generation and requirements definition to release management and go-to-market execution. He has 31 years of mutual funds and financial services prime brokerage, securities lending and custody experience, including Executive Vice President at Ultimus Fund Solutions, LLC, and Executive Director at JP Morgan Chase & Co.

We have a strong reputation for significant and longstanding relationships built on the fundamentals of client service, borrow liquidity and borrow protection. Our Consulting Services team helps hedge fund managers launch, support and build their businesses. With over a decade of experience and offices located across the US, Europe and Asia, we combine local focus with global expertise and coordination. We offer a truly global platform, presenting clients with one consolidated account across asset classes and regions — and we support it with robust and stable clearing infrastructure.

Electronic Access

Powered by advanced technology, we’re an innovative FTSE 250 company with a robust balance sheet and more than 45 years of trading expertise. We have the resources and experience to build prime and custody solutions tailored to your needs. Leading edge trading platforms and access to a large institutional trade desk network. The information and content contained on the Site may be changed without notice and CIBC Capital Markets has no duty to update or correct any information on the Site, nor to update you regarding any changes or updates that have been made.

RISE serves as a strategic partner to institutional clients when diversity and access to best-in-class prime brokerage services matter. Prime brokerage services revolve around facilitating the multifaceted and active trading operations of large financial institutions, such as hedge funds. Central to their role, prime brokers allow hedge funds to borrow securities and increase their leverage, while also acting as an intermediary between hedge funds and counterparties such as pension funds and commercial banks. As a leading European bank with a prominent global presence, BNP Paribas is one of the few banks globally with a comprehensive suite of investor services. Our multi-asset Prime Services offering provides clients with access to one of the broadest product capabilities across prime brokerage, clearing, and FX prime brokerage. We provide a full-service offering including securities lending, financing, swaps, a best-in-class technology platform, and capital introductions and business consulting services for both start-up and existing managers.